UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
   
   
 FORM 8-K 
   
   
CURRENT REPORT
   
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (date of earliest event reported): September 30, 2020
   
Qumu Corporation 
(Exact name of Registrant as Specified in its Charter)
 
 Minnesota 
(State Or Other Jurisdiction Of Incorporation)
   
000-20728 41-1577970
(Commission File Number) (I.R.S. Employer Identification No.)
   
510 1st Avenue North, Suite 305  
Minneapolis, MN 55403
(Address Of Principal Executive Offices) (Zip Code)
   
 (612) 638-9100 
Registrant’s Telephone Number, Including Area Code
   

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
  
oWritten communications pursuant to Rule 425 under the Securities Act
  
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act
  
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
  
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading
Symbol
Name of each exchange on which registered
Common stock, par value $0.01QUMUThe Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934. o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o



Items under Sections 1 through 4 and 6 through 9 are not applicable and therefore omitted.
ITEM 5.07      SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
On September 30, 2020, Qumu Corporation (the “Company”) held its Annual Meeting of Shareholders (the “Annual Meeting”). Of the 13,521,641 shares of the Company’s common stock outstanding and entitled to vote at the Annual Meeting on the August 7, 2020 record date, 9,816,836 shares, or approximately 72.6%, were present at the Annual Meeting either in person or by proxy. 
The following describes the matters considered by the Company’s shareholders at the Annual Meeting, as well as the results of the votes cast at the meeting:
1.To elect seven (7) directors to serve until the next Annual Meeting of Shareholders or until their respective successors have been elected and qualified. 
NomineeForWithholdBroker Non-Vote
TJ Kennedy5,449,31930,1754,337,342
Neil E. Cox5,298,369181,1254,337,342
Mary E. Chowning5,430,57448,9204,337,342
Daniel R. Fishback5,298,369181,1254,337,342
Edward D. Horowitz5,282,163197,3314,337,342
Kenan Lucas5,430,57248,9224,337,342
Robert F. Olson5,393,36986,1254,337,342

2.To approve, on a non-binding advisory basis, the compensation paid to our named executive officers.
ForAgainstAbstainBroker Non-Vote
5,176,934274,06028,5004,337,342
 
3.To ratify and approve an amendment to the Qumu Corporation Second Amended and Restated 2007 Stock Incentive Plan to increase the number of shares authorized for issuance by 500,000 shares.
ForAgainstAbstainBroker Non-Vote
4,915,770537,22426,5004,337,342

4.To ratify and approve the appointment of RSM US LLP as the independent registered public accounting firm for Qumu Corporation for the year ending December 31, 2020.
ForAgainstAbstainBroker Non-Vote
9,637,36412,523166,949
 
As a result, each nominee was elected as a director of the Company and each other proposal was approved at the Annual Meeting.
 



SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
   
 QUMU CORPORATION
   
 By:/s/ David G. Ristow
  David G. Ristow
  Chief Financial Officer
   
Date: October 2, 2020