UNITED STATES  

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 9, 2018

 

Riot Blockchain, Inc.

 (Exact name of registrant as specified in its charter)

 

 

202 6^th Street, Suite 401

Castle Rock, CO 80104

 (Address of principal executive offices) (zip code)

 

(Registrant’s telephone number, including area code)

 

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b2 of the Securities Exchange Act of 1934 (§240.12b2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Item 5.07 Submission of Matters to a Vote of Security Holders

On May 9, 2018, Riot Blockchain, Inc’s. (the “Company”) previously scheduled 2017 annual meeting of shareholders commenced.  No actions were taken with respect to any of the proposals submitted for approval. At the meeting, the Company stated that each of the matters would be considered subsequently at the 2018 annual meeting of shareholders and reported that a new proxy statement for the 2018 annual meeting of shareholders to be held June 15, 2018, would be filed with the SEC and mailed to shareholders of record as of May 14, 2018, the new record date for the 2018 annual meeting. The vote of shareholders at the 2018 annual meeting of shareholders will be reported separately and will govern each of the matters proposed for adoption.

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.