false 0001024795 0001024795 2021-06-15 2021-06-15



Washington, D.C. 20549






Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 15, 2021




(Exact name of registrant as specified in its charter)






(State or other jurisdiction

of incorporation)


File Number)

(IRS Employer

Identification No.)


7456 Sixteenth Street East, Sarasota, Florida



(Address of principal executive offices)


(Zip Code)

Registrant’s telephone number, including area code: (941) 362-1200


(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:

Title of each class





Name of each exchange on which registered

Common Stock $.001 Par Value




The NASDAQ Global Select Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 7.01Regulation FD Disclosure

As previously announced, Helios Technologies, Inc. hosted a hybrid investor and analyst day on June 15, 2021 with presentations from management and a question and answer session.

The event began at 9:30 a.m. EDT and the webcast portion concluded by 12:30 p.m. EDT. During the event, President and Chief Executive Officer Josef Matosevic, Chief Financial Officer Tricia Fulton and other members of the Helios management team provided details on the Company’s augmented long-term growth strategy and outlook. A copy of the presentation materials distributed at the event and posted to the firm’s investor relations website (ir.heliostechnologies.com) is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

A replay, as well as a copy of the slide presentation is available on the Company’s website at: ir.heliostechnologies.com.

The information furnished under Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 hereto shall not be deemed to be “filed” for the purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.

Item 9.01Financial Statements and Exhibits








Investor Day materials presented on June 15, 2021.






Cover Page Interactive Data File (embedded within the Inline XBRL document).












Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.









Dated: June 15, 2021



/s/ Tricia L. Fulton




Tricia L. Fulton




Chief Financial Officer

(Principal Financial and Accounting Officer)